Philip John Wallhead

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TAVISTOCK PARTNERS (UK) LTD (no longer approved here)

    FRN 230342

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 21 Dec 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 21 Dec 2022)
    • CF30 Customer (5 Jan 2008 to 28 Dec 2012)
    • CF21 Investment Adviser (4 Oct 2007 to 4 Oct 2007)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (1 Nov 2007 to 30 Nov 2007)
    • CF1 Director (AR) (1 Dec 2001 to 30 Nov 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Clifton Associates of Bristol Ltd (no longer approved here)

    FRN 158908

    • Employed By (1 Oct 1998 to 30 Nov 2007)

Recent activity

Updates to this individual's record on the FCA register.

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