Peter Michael O'Toole

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fairstone Financial Management Limited

    FRN 475973

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 17 Oct 2022)
    • [FCA CF] Client dealing (since 17 Oct 2022)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • Appointed representative dealing with clients for which they require qualification (16 Dec 2020 to 1 Aug 2022)
    • [FCA CF] Client dealing (16 Dec 2020 to 1 Aug 2022)
    • CF30 Customer (15 Dec 2020 to 1 Aug 2022)
  • Gregory Davies Wealth Management Ltd (no longer approved here)

    FRN 923669

    • (1)Employed By (15 Dec 2020 to 1 Aug 2022)
  • TAVISTOCK PARTNERS (UK) LTD (no longer approved here)

    FRN 230342

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Aug 2020)
    • CF30 Customer (5 Aug 2019 to 8 Dec 2019)
  • NFU Mutual Select Investments Limited (no longer approved here)

    FRN 582519

    • CF30 Customer (1 Aug 2016 to 4 Mar 2019)
  • NATIONAL FARMERS UNION MUTUAL INSURANCE SOCIETY LIMITED(THE) (no longer approved here)

    FRN 117664

    • CF30 Customer (1 Nov 2007 to 31 Jul 2016)
    • CF21 Investment Adviser (23 Feb 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (8 Nov 2004 to 23 Feb 2006)
  • N.F.U. Mutual Unit Managers Limited (no longer approved here)

    FRN 121922

    • CF21 Investment Adviser (23 Feb 2006 to 1 Apr 2007)
    • CF22 Investment Adviser (Trainee) (8 Nov 2004 to 23 Feb 2006)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

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