Philip David Sayce

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Hereford Financial Services Ltd

    FRN 961398

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 28 Apr 2022)
    • Responsible for Insurance Distribution (since 28 Apr 2022)
    • SMF16 Compliance Oversight (since 28 Apr 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 28 Apr 2022)
    • SMF3 Executive Director (since 28 Apr 2022)
    • [FCA CF] Client dealing (since 28 Apr 2022)
  • The Whitechurch Network Limited (no longer approved here)

    FRN 190859

    • CF30 Customer (21 Jul 2011 to 20 Mar 2014)
    • CF4 Partner (AR) (21 Jul 2011 to 20 Mar 2014)
  • Hereford Pension, Investment and Mortgage Centre LLP (no longer approved here)

    FRN 409112

    • CF30 Customer (1 Nov 2007 to 1 Sep 2011)
    • CF4 Partner (23 Feb 2007 to 1 Sep 2011)
    • CF21 Investment Adviser (8 Sep 2005 to 31 Oct 2007)
  • TAVISTOCK PARTNERS (UK) LTD (no longer approved here)

    FRN 230342

    • CF21 Investment Adviser (15 Mar 2004 to 27 May 2005)
    • CF1 Director (15 Mar 2004 to 27 May 2005)
  • AFH Independent Financial Services Limited (no longer approved here)

    FRN 216704

    • CF22 Investment Adviser (Trainee) (2 Dec 2002 to 3 Jan 2003)

Recent activity

Updates to this individual's record on the FCA register.

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