Hereford Pension, Investment and Mortgage Centre LLP

• Principal Place of Business

  The Gordons

  Priory Orchard

  Kilpeck

  Hereford

  Herefordshire, County Of

  HR2 9DZ

  UNITED KINGDOM

  Phone

  +4401432370707

  Web

  https://www.hpimc.co.uk

• Complaints Contact

  The Gordons

  Priory Orchard

  Kilpeck

  Hereford

  Herefordshire, County Of

  HR2 9DZ

  UNITED KINGDOM

  Phone

  +4401432370707

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alistair John Fitt

  IRN AJF01188

  • SMF16 Compliance Oversight (9 Dec 2019 to 16 May 2024)
  • SMF27 Partner (9 Dec 2019 to 16 May 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 13 May 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 May 2024)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 13 May 2024)
  • CF10 Compliance Oversight (1 Aug 2013 to 8 Dec 2019)
  • CF4 Partner (1 Aug 2013 to 8 Dec 2019)
  • CF30 Customer (17 Jun 2008 to 8 Dec 2019)
• Andrew George Munro

  IRN AGM00037

  • CF30 Customer (1 Nov 2007 to 30 Jun 2011)
  • CF21 Investment Adviser (4 Jan 2005 to 31 Oct 2007)
• Andrew Stuart Boulter

  IRN ASB00031

  • CF30 Customer (1 Nov 2007 to 30 Dec 2011)
  • CF21 Investment Adviser (4 Jan 2005 to 31 Oct 2007)
  • CF4 Partner (4 Jan 2005 to 30 Dec 2011)
• Benjamin Charles Jones

  IRN BCJ01018

  • [FCA CF] Client dealing (9 Dec 2019 to 25 May 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 25 May 2021)
  • CF30 Customer (27 Nov 2018 to 8 Dec 2019)
• Bryan Allan Gordon Pedersen

  IRN BAG00004

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • Responsible for Insurance Distribution (since 30 Dec 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 25 Nov 2024)
  • SMF16 Compliance Oversight (since 25 Nov 2024)
  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF24 Pension Transfer Specialist (4 Jan 2005 to 31 Oct 2007)
  • CF4 Partner (4 Jan 2005 to 8 Dec 2019)
  • CF21 Investment Adviser (4 Jan 2005 to 31 Oct 2007)
• Graham Jones

  IRN GSJ00012

  • [FCA CF] Client dealing (9 Dec 2019 to 1 May 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 May 2025)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (4 Jan 2005 to 31 Oct 2007)
• Ian David Jordan

  IRN IDJ00009

  • SMF27 Partner (9 Dec 2019 to 24 May 2021)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF10 Compliance Oversight (4 Jan 2005 to 9 Feb 2007)
  • CF21 Investment Adviser (4 Jan 2005 to 31 Oct 2007)
  • CF24 Pension Transfer Specialist (4 Jan 2005 to 31 Oct 2007)
  • CF4 Partner (4 Jan 2005 to 8 Dec 2019)
• Ian David Singleton

  IRN IDS00014

  • SMF27 Partner (9 Dec 2019 to 10 Jun 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 10 Jun 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 10 Jun 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Jun 2024)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 10 Jun 2024)
  • Responsible for Insurance Distribution (21 Nov 2019 to 10 Jun 2024)
  • Responsibility for MCD Intermediation (21 Mar 2016 to 10 Jun 2024)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF10 Compliance Oversight (23 Feb 2007 to 9 Jun 2008)
  • CF21 Investment Adviser (4 Jan 2005 to 31 Oct 2007)
  • CF4 Partner (4 Jan 2005 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (4 Jan 2005 to 8 Dec 2019)
• Ian James Foster

  IRN IJF00001

  • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
  • CF21 Investment Adviser (31 Oct 2006 to 31 Oct 2007)
• Jade Elizabeth Powell

  IRN JXP00142

  • [FCA CF] Functions requiring qualifications (5 Oct 2022 to 3 Jun 2024)

• Patrick Leonard Beehan (no longer appointed)

  FRN 467408 · Appointed 1 Jun 2011 · Until 28 Apr 2021

No changes recorded yet.