Alistair John Fitt

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rosemount Financial Solutions (IFA) Limited

    FRN 535515

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 2 May 2024)
    • [FCA CF] Client dealing (since 22 Apr 2024)
  • Hereford Pension, Investment and Mortgage Centre LLP (no longer approved here)

    FRN 409112

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 13 May 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 May 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 16 May 2024)
    • SMF27 Partner (9 Dec 2019 to 16 May 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 13 May 2024)
    • CF10 Compliance Oversight (1 Aug 2013 to 8 Dec 2019)
    • CF4 Partner (1 Aug 2013 to 8 Dec 2019)
    • CF30 Customer (17 Jun 2008 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.