Ian David Jordan

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PAF Hereford Ltd

    FRN 923726

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF3 Executive Director (since 20 Oct 2020)
    • SMF16 Compliance Oversight (since 20 Oct 2020)
    • Responsible for Insurance Distribution (since 20 Oct 2020)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] CASS oversight function (9 Dec 2019 to 10 Dec 2019)
  • Hereford Pension, Investment and Mortgage Centre LLP (no longer approved here)

    FRN 409112

    • SMF27 Partner (9 Dec 2019 to 24 May 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (4 Jan 2005 to 9 Feb 2007)
    • CF21 Investment Adviser (4 Jan 2005 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (4 Jan 2005 to 31 Oct 2007)
    • CF4 Partner (4 Jan 2005 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.