Benjamin Charles Jones

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Linear Financial Management Ltd

    FRN 939397

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 12 Apr 2021)
    • Responsible for Insurance Distribution (since 12 Apr 2021)
    • SMF16 Compliance Oversight (since 12 Apr 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 12 Apr 2021)
    • SMF3 Executive Director (since 12 Apr 2021)
    • [FCA CF] Client dealing (since 12 Apr 2021)
  • Hereford Pension, Investment and Mortgage Centre LLP (no longer approved here)

    FRN 409112

    • [FCA CF] Client dealing (9 Dec 2019 to 25 May 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 25 May 2021)
    • CF30 Customer (27 Nov 2018 to 8 Dec 2019)
  • KINGFURNESS & ASSOCIATES LIMITED (no longer approved here)

    FRN 232518

    • CF1 Director (6 Oct 2016 to 7 Nov 2018)
    • CF30 Customer (22 May 2013 to 7 Nov 2018)

Recent activity

Updates to this individual's record on the FCA register.

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