Hereford Pension, Investment and Mortgage Centre LLP

Date authorised
1 April 2013
Companies House
OC309056
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Gordons
    Priory Orchard
    Kilpeck
    Hereford
    Herefordshire, County Of
    HR2 9DZ
    UNITED KINGDOM
    Phone
    +4401432370707
    Web
    https://www.hpimc.co.uk

  • Complaints Contact

    The Gordons
    Priory Orchard
    Kilpeck
    Hereford
    Herefordshire, County Of
    HR2 9DZ
    UNITED KINGDOM
    Phone
    +4401432370707

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Buy-to-Let Start Date

  • Buy-to-Let End Date

  • Buy-to-Let Status

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Kevin Allen Williams

    IRN KAW00002

    • CF10 Compliance Oversight (12 Jun 2008 to 31 Dec 2012)
    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF21 Investment Adviser (4 Jan 2005 to 31 Oct 2007)
    • CF4 Partner (4 Jan 2005 to 31 Dec 2012)
  • Miles De Souza

    IRN MXD02097

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Aug 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Aug 2023)
    • CF30 Customer (19 Oct 2012 to 8 Dec 2019)
  • Patrick Leonard Beehan

    IRN PLB00016

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 27 Apr 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 27 Apr 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 27 Apr 2021)
    • CF30 Customer (28 Jun 2011 to 28 Apr 2021)
  • Philip David Sayce

    IRN PDS00065

    • CF30 Customer (1 Nov 2007 to 1 Sep 2011)
    • CF4 Partner (23 Feb 2007 to 1 Sep 2011)
    • CF21 Investment Adviser (8 Sep 2005 to 31 Oct 2007)
  • Robert Leigh Watkins

    IRN RLW01070

    • CF30 Customer (1 Sep 2012 to 8 Dec 2019)
  • Sharon Lesley Wain

    IRN SLG01023

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 7 Oct 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 20 Dec 2021)
  • Simon John Nicholls

    IRN SJN00018

    • CF21 Investment Adviser (4 Jan 2005 to 23 Dec 2005)
  • Steven John Chambers

    IRN SJC00052

    • CF30 Customer (1 Nov 2007 to 1 Sep 2011)
    • Responsible for Insurance Mediation (14 Jan 2005 to 1 Sep 2011)
    • CF4 Partner (4 Jan 2005 to 1 Sep 2011)
    • CF8 Apportionment and Oversight (4 Jan 2005 to 1 Nov 2007)
    • CF21 Investment Adviser (4 Jan 2005 to 31 Oct 2007)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.