Miles De Souza

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PAF Hereford Ltd

    FRN 923726

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 1 Apr 2024)
    • [FCA CF] Functions requiring qualifications (since 31 Aug 2023)
    • Director of firm who is not a certification employee or a SMF manager (1 Apr 2024 to 2 Apr 2024)
  • Hereford Pension, Investment and Mortgage Centre LLP (no longer approved here)

    FRN 409112

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Aug 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Aug 2023)
    • CF30 Customer (19 Oct 2012 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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