Sharon Lesley Wain

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Orchard Financial Advisers Limited
FRN 946161
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 16 Sep 2022)
Hereford Pension, Investment and Mortgage Centre LLP (no longer approved here)
FRN 409112
- [FCA CF] Client dealing (9 Dec 2019 to 20 Dec 2021)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 7 Oct 2022)
Personal Touch Financial Services Limited (no longer approved here)
FRN 187834
- CF1 Director (AR) (14 Aug 2008 to 24 Feb 2009)
Direct Estate Planning Ltd (no longer approved here)
FRN 409757
- Employed By (14 Aug 2008 to 24 Feb 2009)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.