Ravi Dadlani

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Best Practice IFA Group Limited

    FRN 223112

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • Appointed representative dealing with clients for which they require qualification (since 25 Jun 2024)
    • [FCA CF] Functions requiring qualifications (since 25 Jun 2024)
    • CF30 Customer (since 24 Jun 2024)
  • Unique Financial Planning Limited

    FRN 216560

    • Employed By (since 24 Jun 2024)
  • TAVISTOCK PARTNERS (UK) LTD (no longer approved here)

    FRN 230342

    • [FCA CF] Functions requiring qualifications (15 Feb 2021 to 14 Jun 2024)
    • [FCA CF] Client dealing (15 Feb 2021 to 14 Jun 2024)
  • GATE CAPITAL GROUP LTD. (no longer approved here)

    FRN 189170

    • CF30 Customer (13 Jun 2017 to 8 Dec 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (15 Nov 2011 to 11 Mar 2013)

Recent activity

Updates to this individual's record on the FCA register.

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