Date authorised
26 June 2017
Companies House
05460862
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Redcliff Quay
    120 Redcliff Street
    Bristol
    Somerset
    BS1 6HU
    UNITED KINGDOM
    Phone
    +4402035679100
  • Complaints Contact

    Redcliff Quay
    120 Redcliff Street
    Bristol
    Somerset
    BS1 6HU
    UNITED KINGDOM
    Phone
    +4408000086060

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Colin Williams

    IRN CAW01099

    • Director of firm who is not a certification employee or a SMF manager (1 Aug 2024 to 27 Feb 2026)
    • SMF3 Executive Director (26 Jun 2023 to 31 Jul 2024)
  • Craig Douglas Hamilton

    IRN CXH23992

    • SMF16 Compliance Oversight (11 Sep 2020 to 4 Jul 2022)
  • David Cheeseman

    IRN DRC01159

    • SMF2 Chief Finance (9 Dec 2019 to 31 Jan 2020)
    • CF1 Director (26 Jun 2017 to 8 Dec 2019)
  • David Nicholas Woollett

    IRN DNW01020

    • SMF4 Chief Risk (since 4 Feb 2025)
    • SMF4 Chief Risk (16 Feb 2021 to 11 Mar 2022)
  • David Powers

    IRN DXP02304

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 28 Mar 2021)
    • CF11 Money Laundering Reporting (10 Jul 2017 to 8 Dec 2019)
  • Dean Nicholas Lamble

    IRN DNL01014

    • SMF1 Chief Executive (9 Dec 2019 to 20 Apr 2021)
    • Responsible for Insurance Distribution (1 Oct 2018 to 20 Apr 2021)
    • CF3 Chief Executive (26 Jun 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (26 Jun 2017 to 30 Sep 2018)
  • Diana Susan Miller

    IRN DSM01050

    • SMF10 Chair of the Risk Committee (9 Dec 2019 to 31 Dec 2025)
    • SMF11 Chair of the Audit Committee (9 Dec 2019 to 31 Dec 2025)
    • SMF14 Senior Independent Director (9 Dec 2019 to 8 Sep 2025)
    • CF2 Non Executive Director (26 Jun 2017 to 8 Dec 2019)
  • Helen Katie Edwards

    IRN HXE00111

    • [FCA CF] Significant management (since 29 Jul 2025)
  • Ian Andrew Gray

    IRN IAG01037

    • SMF5 Head of Internal Audit (9 Dec 2019 to 31 May 2025)
    • CF28 Systems and controls (26 Jun 2017 to 8 Dec 2019)
  • Ian Cooper

    IRN IXC00123

    • [FCA CF] Significant management (since 25 Mar 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Topcashback Limited (no longer appointed)

    FRN 476080 · Appointed 17 Sep 2019 · Until 2 Mar 2021

  • Quidco Limited (no longer appointed)

    FRN 808298 · Appointed 15 Jul 2019 · Until 2 Mar 2021

  • PDV Ltd (no longer appointed)

    FRN 441032 · Appointed 5 Jul 2017 · Until 16 Apr 2018

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.