Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Standard Life Lifetime Mortgages Limited (no longer approved here)

    FRN 310206

    • [FCA CF] Significant management (3 Nov 2023 to 31 May 2025)
    • SMF5 Head of Internal Audit (12 Feb 2020 to 3 Nov 2023)
  • Phoenix Life CA Limited (no longer approved here)

    FRN 110481

    • SMF5 Head of Internal Audit (3 Apr 2023 to 31 May 2025)
  • Phoenix Wealth Services Limited (no longer approved here)

    FRN 465753

    • [FCA CF] Significant management (1 Sep 2022 to 31 May 2025)
    • SMF5 Head of Internal Audit (9 Dec 2019 to 1 Sep 2022)
    • CF28 Systems and controls (28 Apr 2017 to 8 Dec 2019)
  • ReAssure Life Limited (no longer approved here)

    FRN 110462

    • SMF5 Head of Internal Audit (22 Dec 2020 to 31 May 2025)
  • ReAssure Limited (no longer approved here)

    FRN 110495

    • SMF5 Head of Internal Audit (22 Dec 2020 to 31 May 2025)
  • ReAssure UK Services Limited (no longer approved here)

    FRN 571394

    • [FCA CF] Significant management (23 Jul 2020 to 31 May 2025)
  • STANDARD LIFE FUND MANAGERS LIMITED (no longer approved here)

    FRN 651226

    • SMF5 Head of Internal Audit (28 Mar 2020 to 31 May 2025)
  • Phoenix Group Management Services Limited (no longer approved here)

    FRN 415029

    • SMF5 Head of Internal Audit (9 Dec 2019 to 31 May 2025)
    • CF28 Systems and controls (28 Apr 2017 to 8 Dec 2019)
  • Pearl Group Services Limited (no longer approved here)

    FRN 571858

    • SMF5 Head of Internal Audit (9 Dec 2019 to 31 May 2025)
    • CF28 Systems and controls (28 Apr 2017 to 8 Dec 2019)
  • Sunlife Limited (no longer approved here)

    FRN 769427

    • SMF5 Head of Internal Audit (9 Dec 2019 to 31 May 2025)
    • CF28 Systems and controls (26 Jun 2017 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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