Date authorised
26 June 2017
Companies House
05460862
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Redcliff Quay
    120 Redcliff Street
    Bristol
    Somerset
    BS1 6HU
    UNITED KINGDOM
    Phone
    +4402035679100
  • Complaints Contact

    Redcliff Quay
    120 Redcliff Street
    Bristol
    Somerset
    BS1 6HU
    UNITED KINGDOM
    Phone
    +4408000086060

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ian David Atkinson

    IRN IXA08954

    • [FCA CF] Significant management (13 Feb 2023 to 7 Nov 2023)
    • SMF18 Other Overall Responsibility (9 Dec 2019 to 19 Feb 2023)
    • CF29 Significant management (30 Nov 2018 to 8 Dec 2019)
  • Ian Paul Haskins

    IRN IXH73732

    • SMF2 Chief Finance (3 Jul 2020 to 30 Apr 2026)
  • James McConville

    IRN JXM01703

    • SMF7 Group Entity Senior Manager (10 Mar 2020 to 16 May 2020)
  • Joanna Parker

    IRN JXP36933

    • [FCA CF] Manager of certification employee (1 Nov 2024 to 31 Jul 2025)
  • Joanne Lesley Swain

    IRN JLS01212

    • CF10 Compliance Oversight (5 Sep 2018 to 8 Dec 2019)
    • CF1 Director (5 Sep 2018 to 7 Sep 2018)
  • John Robert Lister

    IRN JRL01035

    • SMF13 Chair of the Nominations Committee (28 Oct 2021 to 24 Aug 2025)
  • Jonathan Robson Pears

    IRN JRP01185

    • SMF7 Group Entity Senior Manager (24 Apr 2020 to 19 Aug 2024)
  • Justin Mark Cole

    IRN JXC01602

    • SMF3 Executive Director (29 Jun 2020 to 4 Nov 2021)
    • [FCA CF] Significant management (1 Mar 2020 to 29 Jun 2020)
    • CF1 Director (26 Jun 2017 to 14 Mar 2019)
  • Karin Alexandra Cook

    IRN KAC01094

    • SMF9 Chair of the Governing Body (since 1 Oct 2025)
    • Director of firm who is not a certification employee or a SMF manager (1 Mar 2025 to 30 Sep 2025)
  • Kerry Dewar

    IRN KXD00239

    • [FCA CF] Significant management (since 3 May 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Topcashback Limited (no longer appointed)

    FRN 476080 · Appointed 17 Sep 2019 · Until 2 Mar 2021

  • Quidco Limited (no longer appointed)

    FRN 808298 · Appointed 15 Jul 2019 · Until 2 Mar 2021

  • PDV Ltd (no longer appointed)

    FRN 441032 · Appointed 5 Jul 2017 · Until 16 Apr 2018

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.