Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF10 Chair of the Risk Committee (since 9 May 2022)
    • Director of firm who is not a certification employee or a SMF manager (since 1 Apr 2021)
    • SMF10 Chair of the Risk Committee (since 21 Jul 2020)
    • SMF11 Chair of the Audit Committee (since 21 Jul 2020)
    • Director of firm who is not a certification employee or a SMF manager (16 Feb 2020 to 21 Jul 2020)
  • Phoenix Wealth Services Limited (no longer approved here)

    FRN 465753

    • SMF2 Chief Finance (9 Dec 2019 to 31 Jan 2020)
    • CF1 Director (20 Dec 2007 to 8 Dec 2019)
    • CF28 Systems and controls (1 Nov 2007 to 20 Dec 2007)
    • CF13 Finance (11 Jun 2007 to 31 Oct 2007)
  • Sunlife Limited (no longer approved here)

    FRN 769427

    • SMF2 Chief Finance (9 Dec 2019 to 31 Jan 2020)
    • CF1 Director (26 Jun 2017 to 8 Dec 2019)
  • Phoenix Life Limited (no longer approved here)

    FRN 110418

    • SMF18 Other Overall Responsibility (12 Jul 2019 to 31 Jan 2020)
    • SMF2 Chief Finance (10 Dec 2018 to 12 Jul 2019)
    • SIMF2 Chief Finance Function (15 Sep 2017 to 9 Dec 2018)
  • Standard Life Assurance Limited (no longer approved here)

    FRN 439567

    • SMF18 Other Overall Responsibility (12 Jul 2019 to 31 Jan 2020)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF1 Director (20 Dec 2007 to 31 Oct 2016)
    • CF28 Systems and controls (1 Nov 2007 to 20 Dec 2007)
    • CF13 Finance (22 May 2007 to 31 Oct 2007)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF1 Director (20 Dec 2007 to 15 Sep 2010)
    • CF28 Systems and controls (1 Nov 2007 to 20 Dec 2007)
    • CF13 Finance (22 May 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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