Stirling House Financial Services Limited

• Principal Place of Business

  Malvern View

  Willow End Park

  Blackmore Park Road

  Welland

  Worcestershire

  WR13 6NN

  UNITED KINGDOM

  Phone

  +4403456868268

  Web

  https://www.stirling-house.com

• Complaints Contact

  Malvern View

  Willow End Park

  Blackmore Park Road

  Welland

  Worcestershire

  WR13 6NN

  UNITED KINGDOM

  Phone

  +4403456868268

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Colin George Johnson

  IRN CGJ00001

  • CF30 Customer (7 Oct 2008 to 14 Nov 2011)
• Colleen Gayley

  IRN CXH01622

  • CF30 Customer (24 May 2011 to 3 Oct 2011)
• Cornelius Stephen Herbert

  IRN CSH00005

  • [FCA CF] Client dealing (9 Dec 2019 to 6 Feb 2020)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 6 Feb 2020)
  • CF30 Customer (24 Jul 2019 to 8 Dec 2019)
• Craig Paul Fookes

  IRN CPF01030

  • CF30 Customer (1 Nov 2007 to 13 Jan 2010)
  • CF21 Investment Adviser (26 Jan 2007 to 31 Oct 2007)
• Dean Roger Clifford

  IRN DRC00032

  • CF30 Customer (1 Nov 2007 to 25 Jul 2012)
  • CF21 Investment Adviser (14 Mar 2006 to 31 Oct 2007)
• Dennis Robert Paton

  IRN DRP00016

  • CF30 Customer (26 Feb 2009 to 10 Mar 2009)
• Duncan Keith Pitt

  IRN DKP00001

  • CF30 Customer (17 Jun 2010 to 26 Jun 2014)
• Elizabeth Burgin

  IRN EXB01318

  • CF11 Money Laundering Reporting (25 Apr 2008 to 3 Nov 2008)
  • CF29 Significant management (25 Apr 2008 to 3 Nov 2008)
  • CF10 Compliance Oversight (25 Apr 2008 to 3 Nov 2008)
• Gerard Liam Martin Noble

  IRN GLN00007

  • CF30 Customer (1 Nov 2007 to 28 Mar 2008)
  • CF21 Investment Adviser (13 Nov 2006 to 31 Oct 2007)
• Graham Paul Spence

  IRN GXS01585

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (8 Jul 2015 to 8 Dec 2019)

• Laura Jayne Wycherley (no longer appointed)

  FRN 431498 · Appointed 22 Apr 2005 · Until 22 Apr 2005

No changes recorded yet.