Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Stirling House Financial Services Limited (no longer approved here)

    FRN 413234

    • CF10 Compliance Oversight (25 Apr 2008 to 3 Nov 2008)
    • CF11 Money Laundering Reporting (25 Apr 2008 to 3 Nov 2008)
    • CF29 Significant management (25 Apr 2008 to 3 Nov 2008)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF22 Investment Adviser (Trainee) (6 Jun 2007 to 28 Sep 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.