Dennis Robert Paton

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (25 Oct 2012 to 28 Mar 2013)
  • Stirling House Financial Services Limited (no longer approved here)

    FRN 413234

    • CF30 Customer (26 Feb 2009 to 10 Mar 2009)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 15 Dec 2007)
    • CF21 Investment Adviser (3 Aug 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (7 Nov 2003 to 3 Aug 2004)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (21 Jul 2003 to 31 Oct 2003)
    • CF22 Investment Adviser (Trainee) (4 Jun 2003 to 21 Jul 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.