Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (17 Jun 2010 to 26 Jun 2014)
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- CF30 Customer (1 Nov 2007 to 15 Sep 2010)
- CF21 Investment Adviser (8 May 2006 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (19 Jan 2006 to 8 May 2006)
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- Employed By (10 Mar 2005 to 14 Nov 2005)
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- CF4 Partner (AR) (31 Oct 2004 to 31 May 2006)
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- Employed By (31 Oct 2004 to 31 May 2006)
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- CF21 Investment Adviser (12 Feb 2004 to 31 Oct 2004)
- CF1 Director (AR) (18 Aug 2003 to 31 Oct 2004)
- CF22 Investment Adviser (Trainee) (18 Aug 2003 to 12 Feb 2004)
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- CF21 Investment Adviser (12 Feb 2004 to 14 Nov 2005)
- CF1 Director (AR) (18 Aug 2003 to 14 Nov 2005)
- CF22 Investment Adviser (Trainee) (18 Aug 2003 to 12 Feb 2004)
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- Employed By (18 Aug 2003 to 14 Nov 2005)
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- CF21 Investment Adviser (1 Dec 2001 to 21 May 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 21 May 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.