Stirling House Financial Services Limited

Date authorised
1 April 2013
Companies House
05112844
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Malvern View
    Willow End Park
    Blackmore Park Road
    Welland
    Worcestershire
    WR13 6NN
    UNITED KINGDOM
    Phone
    +4403456868268
    Web
    https://www.stirling-house.com

  • Complaints Contact

    Malvern View
    Willow End Park
    Blackmore Park Road
    Welland
    Worcestershire
    WR13 6NN
    UNITED KINGDOM
    Phone
    +4403456868268

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Graham Richard Spearman

    IRN GRS00053

    • CF30 Customer (15 Apr 2009 to 22 Dec 2009)
  • Graham Stephen Barney

    IRN GSB01063

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF1 Director (26 Jun 2012 to 31 Mar 2015)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (11 Apr 2005 to 31 Oct 2007)
  • Graham Thorne Harry

    IRN GTH00004

    • CF30 Customer (25 Feb 2008 to 9 Mar 2010)
  • Harmesh Singh Pooni

    IRN HSP01024

    • CF30 Customer (21 Sep 2009 to 1 Dec 2010)
  • Harmit Singh Kuner

    IRN HSK01020

    • CF30 Customer (15 Apr 2009 to 21 Dec 2009)
  • Ian John Grisman

    IRN IJG00016

    • CF21 Investment Adviser (1 Jul 2005 to 6 Feb 2007)
  • Ian Miles

    IRN IXM00013

    • CF30 Customer (12 May 2008 to 11 Jun 2015)
  • Ian Paul Laming

    IRN IPL01013

    • CF30 Customer (27 May 2009 to 30 Sep 2009)
  • James Brendan Dillon

    IRN JBD00005

    • CF21 Investment Adviser (24 Jul 2006 to 30 Jan 2007)
  • James Stephen Hancher

    IRN JSH01125

    • CF30 Customer (13 May 2009 to 23 Jun 2010)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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