Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • SMF3 Executive Director (since 27 Jan 2026)
    • [FCA CF] Functions requiring qualifications (since 20 Jan 2026)
    • [FCA CF] Client dealing (since 20 Jan 2026)
    • [FCA CF] Manager of certification employee (since 9 Aug 2023)
    • [FCA CF] Manager of certification employee (since 1 Dec 2022)
  • TrinityBridge Limited (no longer approved here)

    FRN 119329

    • CF30 Customer (20 Feb 2022 to 31 Mar 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Mar 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2022)
  • Place Campbell TrinityBridge Limited (no longer approved here)

    FRN 218893

    • (35)Employed By (20 Feb 2022 to 31 Mar 2022)
  • Abacus Money Management Limited (no longer approved here)

    FRN 610239

    • CF30 Customer (15 Sep 2017 to 18 Jan 2018)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • CF30 Customer (5 Nov 2010 to 5 Nov 2010)
  • Stirling House Financial Services Limited (no longer approved here)

    FRN 413234

    • CF30 Customer (13 May 2009 to 23 Jun 2010)
  • Charterhouse Financial Planning Limited (no longer approved here)

    FRN 449128

    • CF30 Customer (28 Mar 2008 to 1 May 2009)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF22 Investment Adviser (Trainee) (9 Dec 2005 to 20 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (35)Employed By at Place Campbell TrinityBridge Limited