Abacus Money Management Limited

• Principal Place of Business

  Abacus Money Management Ltd

  14 Miller Court

  Severn Drive

  Tewkesbury Business Park

  Tewkesbury

  Gloucestershire

  GL20 8DN

  UNITED KINGDOM

  Phone

  +4401684778360

  Web

  https://www.abacusmml.co.uk

• Complaints Contact

  Abacus Money Management Ltd

  14 Miller Court

  Severn Drive

  Tewkesbury Business Park

  Tewkesbury

  Gloucestershire

  GL20 8DN

  UNITED KINGDOM

  Phone

  +4401684778360

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

  Show 1 limitation Hide limitations

  • · Limited to not brokering credit for the purpose of increasing the funds available for investment

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling with no debt management activity
  • · This permission is limited to debt counselling which is provided in connection with investment advice and buy to let mortgages and second charge mortgages

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alan Bridges

  IRN AXB00058

  • Responsibility for MCD Intermediation (21 Mar 2016 to 15 Dec 2016)
  • Responsible for Insurance Mediation (1 Apr 2014 to 15 Dec 2016)
  • CF1 Director (1 Apr 2014 to 15 Dec 2016)
  • CF30 Customer (1 Apr 2014 to 18 Jan 2018)
• Craig Michael Barnett

  IRN CXB00664

  • [FCA CF] Functions requiring qualifications (13 Jul 2022 to 23 Dec 2022)
• James Stephen Hancher

  IRN JSH01125

  • CF30 Customer (15 Sep 2017 to 18 Jan 2018)
• Jennifer Maureen Morley

  IRN JXM00731

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2021)
• Katy Flett

  IRN KXF00178

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 11. Pension transfer specialist
  • 21. Advising or arranging (bringing about) equity release transactions
  • [FCA CF] Functions requiring qualifications (since 24 Apr 2023)
  • [FCA CF] Client dealing (since 24 Apr 2023)
• Mandie Tree

  IRN MXT00594

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 23 May 2024)
  • [FCA CF] Client dealing (23 May 2024 to 8 Dec 2025)
• Noel Jared Greaves

  IRN NJG00051

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 9A. Advising on P2P agreements
  • 11. Pension transfer specialist
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Manager of certification employee (since 19 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 19 Dec 2019)
  • [FCA CF] Client dealing (since 19 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 13 Feb 2017)
  • Appointed representative dealing with clients for which they require qualification (19 Dec 2019 to 31 Dec 2023)
  • [FCA CF] CASS oversight function (19 Dec 2019 to 25 Feb 2023)
  • [FCA CF] Significant management (19 Dec 2019 to 25 Feb 2023)
  • Responsible for Insurance Mediation (13 Feb 2017 to 30 Sep 2018)
  • CF30 Customer (29 Dec 2016 to 15 Feb 2024)
  • CF10 Compliance Oversight (29 Dec 2016 to 8 Dec 2019)
  • CF1 Director (29 Dec 2016 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (29 Dec 2016 to 8 Dec 2019)
• Peter David Gordon

  IRN PDG00008

  • [FCA CF] Client dealing (2 Jan 2020 to 25 Feb 2023)
  • Appointed representative dealing with clients for which they require qualification (2 Jan 2020 to 19 Feb 2022)
• Stephen Dacombe Blanchard

  IRN SDB01156

  • CF30 Customer (1 Apr 2014 to 1 Apr 2015)
• Stephen Lawrence Atwell

  IRN SLA00011

  • [FCA CF] Functions requiring qualifications (15 Dec 2020 to 31 Jan 2023)
  • [FCA CF] Client dealing (15 Dec 2020 to 31 Jan 2023)

• Peter Gordon (no longer appointed)

  FRN 675829 · Appointed 2 Jan 2020 · Until 1 Mar 2023

• Copperfields Financial Management Ltd (no longer appointed)

  FRN 520975 · Appointed 19 Dec 2016 · Until 30 May 2024

No changes recorded yet.