Noel Jared Greaves

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NBL Financial Management Limited

    FRN 223936

    • Responsible for Insurance Distribution (since 15 Jun 2021)
    • SMF16 Compliance Oversight (since 15 Jun 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 15 Jun 2021)
    • SMF3 Executive Director (since 15 Jun 2021)
  • Abacus Money Management Limited

    FRN 610239

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 9A. Advising on P2P agreements
    • 11. Pension transfer specialist
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Manager of certification employee (since 19 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 19 Dec 2019)
    • [FCA CF] Client dealing (since 19 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 13 Feb 2017)
    • [FCA CF] Significant management (19 Dec 2019 to 25 Feb 2023)
    • Appointed representative dealing with clients for which they require qualification (19 Dec 2019 to 31 Dec 2023)
    • [FCA CF] CASS oversight function (19 Dec 2019 to 25 Feb 2023)
    • Responsible for Insurance Mediation (13 Feb 2017 to 30 Sep 2018)
    • CF10 Compliance Oversight (29 Dec 2016 to 8 Dec 2019)
    • CF1 Director (29 Dec 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (29 Dec 2016 to 8 Dec 2019)
    • CF30 Customer (29 Dec 2016 to 15 Feb 2024)
  • Copperfields Financial Management Ltd (no longer approved here)

    FRN 520975

    • Employed By (26 Mar 2010 to 22 Dec 2016)
  • Kellands (Gloucester) Limited (no longer approved here)

    FRN 143312

    • CF30 Customer (1 Nov 2007 to 17 Mar 2010)
    • CF21 Investment Adviser (22 Feb 2007 to 31 Oct 2007)
  • TUDOR FINANCIAL OPTIONS LIMITED (no longer approved here)

    FRN 459623

    • CF21 Investment Adviser (10 Jan 2007 to 1 Apr 2007)
  • Tudor Financial Options Limited (no longer approved here)

    FRN 187062

    • Employed By (14 Mar 2005 to 29 Dec 2006)
  • Molyneux Financial Associates Ltd (no longer approved here)

    FRN 228448

    • (6)Employed By (18 Sep 2003 to 15 Feb 2024)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.