Peter David Gordon

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NBL Financial Management Limited

    FRN 223936

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • CF30 Customer (since 2 Dec 2022)
    • CF1 Director (AR) (since 2 Dec 2022)
    • Appointed representative dealing with clients for which they require qualification (since 1 Oct 2021)
    • [FCA CF] Client dealing (1 Oct 2021 to 2 Oct 2021)
    • [FCA CF] Functions requiring qualifications (1 Oct 2021 to 2 Oct 2021)
  • Abacus Money Management Limited (no longer approved here)

    FRN 610239

    • [FCA CF] Client dealing (2 Jan 2020 to 25 Feb 2023)
    • Appointed representative dealing with clients for which they require qualification (2 Jan 2020 to 19 Feb 2022)
  • Peter Gordon (no longer approved here)

    FRN 675829

    • (1)Employed By (9 Mar 2015 to 31 Dec 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (9 Sep 2011 to 31 Dec 2014)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 10 Aug 2011)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.