Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Abacus Money Management Limited (no longer approved here)

    FRN 610239

    • [FCA CF] Functions requiring qualifications (15 Dec 2020 to 31 Jan 2023)
    • [FCA CF] Client dealing (15 Dec 2020 to 31 Jan 2023)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF4 Partner (AR) (23 Nov 2009 to 29 Feb 2012)
    • CF30 Customer (1 Nov 2007 to 29 Feb 2012)
    • CF1 Director (25 Sep 2006 to 29 Feb 2012)
    • CF7 Sole Trader (AR) (2 Feb 2005 to 31 Jan 2007)
    • CF21 Investment Adviser (4 Jul 2003 to 31 Oct 2007)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF21 Investment Adviser (1 Dec 2001 to 1 Oct 2003)
  • Malvern Independents (no longer approved here)

    FRN 191893

    • (4)Employed By (1 Dec 2001 to 28 Feb 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.