Ian Paul Laming

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Tristan Capital Partners LLP

    FRN 582604

    • SMF27 Partner (since 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 3 Jan 2024)
    • SMF1 Chief Executive (9 Dec 2019 to 20 Feb 2026)
    • CF3 Chief Executive (2 May 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (2 Aug 2012 to 8 Dec 2019)
    • CF30 Customer (2 Aug 2012 to 8 Dec 2019)
    • CF4 Partner (2 Aug 2012 to 8 Dec 2019)
  • Stirling House Financial Services Limited (no longer approved here)

    FRN 413234

    • CF30 Customer (27 May 2009 to 30 Sep 2009)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF28 Systems and controls (1 Nov 2007 to 20 Dec 2007)
    • CF30 Customer (1 Nov 2007 to 20 Dec 2007)
    • CF29 Significant management (1 Nov 2007 to 20 Dec 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (20 Jun 2006 to 31 Oct 2007)
    • CF14 Risk Assessment (20 Jun 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.