Date authorised
1 April 2013
Companies House
OC375198
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Tristan Capital Partners
    Berkeley Square House
    Berkeley Square
    London
    Westminster
    W1J 6DB
    UNITED KINGDOM
    Phone
    +4402034638900
  • Complaints Contact

    Tristan Capital Partners
    Berkeley Square House
    Berkeley Square
    London
    Westminster
    W1J 6DB
    UNITED KINGDOM
    Phone
    +4402034638914

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . Tristan Capital Partner Limited

    IRN XXT01127

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (6 Aug 2012 to 8 Dec 2019)
  • Adam Smith

    IRN AXS02640

    • [FCA CF] Client dealing (since 25 Mar 2021)
    • CF30 Customer (11 Feb 2013 to 8 Dec 2019)
  • Alexander Nik Haigh

    IRN ANH01046

    • [FCA CF] Client dealing (since 25 Mar 2021)
    • CF30 Customer (30 Oct 2012 to 8 Dec 2019)
  • Alexis Precas

    IRN AXP00485

    • [FCA CF] Material risk taker (since 6 Sep 2021)
  • Ali Deha Otmar

    IRN ADO01018

    • [FCA CF] Material risk taker (since 25 Mar 2021)
  • Alice Leah Alexandre

    IRN ALA01042

    • [FCA CF] Client dealing (25 Mar 2021 to 30 Sep 2024)
    • CF30 Customer (12 Sep 2018 to 8 Dec 2019)
  • Amena Chaudhary

    IRN AXC00970

    • [FCA CF] Material risk taker (since 5 Dec 2022)
  • Andrea Amadesi

    IRN AXA03682

    • [FCA CF] Material risk taker (since 25 Mar 2021)
    • CF30 Customer (18 Jul 2016 to 8 Dec 2019)
  • Andrea Guglielmo Pittaluga

    IRN AGP01093

    • [FCA CF] Material risk taker (since 1 Sep 2023)
  • Anita Jerkovic

    IRN AXJ00186

    • [FCA CF] Material risk taker (25 Oct 2021 to 30 Sep 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.