Tristan Capital Partners LLP
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Tristan Capital PartnersBerkeley Square HouseBerkeley SquareLondonWestminsterW1J 6DBUNITED KINGDOM- Phone
- +4402034638900
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Complaints Contact
Tristan Capital PartnersBerkeley Square HouseBerkeley SquareLondonWestminsterW1J 6DBUNITED KINGDOM- Phone
- +4402034638914
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Eligible Counterparty, Professional
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Runs Investment Funds
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Private Investment Funds
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Manages Your Portfolio
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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. Tristan Capital Partner Limited
IRN XXT01127
- SMF27 Partner (since 9 Dec 2019)
- CF4 Partner (6 Aug 2012 to 8 Dec 2019)
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Adam Smith
IRN AXS02640
- [FCA CF] Client dealing (since 25 Mar 2021)
- CF30 Customer (11 Feb 2013 to 8 Dec 2019)
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Alexander Nik Haigh
IRN ANH01046
- [FCA CF] Client dealing (since 25 Mar 2021)
- CF30 Customer (30 Oct 2012 to 8 Dec 2019)
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Alexis Precas
IRN AXP00485
- [FCA CF] Material risk taker (since 6 Sep 2021)
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Ali Deha Otmar
IRN ADO01018
- [FCA CF] Material risk taker (since 25 Mar 2021)
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Alice Leah Alexandre
IRN ALA01042
- [FCA CF] Client dealing (25 Mar 2021 to 30 Sep 2024)
- CF30 Customer (12 Sep 2018 to 8 Dec 2019)
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Amena Chaudhary
IRN AXC00970
- [FCA CF] Material risk taker (since 5 Dec 2022)
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Andrea Amadesi
IRN AXA03682
- [FCA CF] Material risk taker (since 25 Mar 2021)
- CF30 Customer (18 Jul 2016 to 8 Dec 2019)
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Andrea Guglielmo Pittaluga
IRN AGP01093
- [FCA CF] Material risk taker (since 1 Sep 2023)
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Anita Jerkovic
IRN AXJ00186
- [FCA CF] Material risk taker (25 Oct 2021 to 30 Sep 2024)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.