Graham Richard Spearman

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Lighthouse Advisory Services Limited (no longer approved here)
FRN 195199
- CF30 Customer (1 Dec 2010 to 30 Apr 2012)
Lighthouse Financial Advice Limited (no longer approved here)
FRN 225502
- (530)Employed By (1 Dec 2010 to 30 Apr 2012)
Stirling House Financial Services Limited (no longer approved here)
FRN 413234
- CF30 Customer (15 Apr 2009 to 22 Dec 2009)
Quilter Financial Planning Solutions Limited (no longer approved here)
FRN 184591
- CF21 Investment Adviser (1 Dec 2001 to 24 Dec 2004)
David Charles Financial Services (no longer approved here)
FRN 193158
- Employed By (1 Dec 2001 to 28 Feb 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.