Stirling House Financial Services Limited

• Principal Place of Business

  Malvern View

  Willow End Park

  Blackmore Park Road

  Welland

  Worcestershire

  WR13 6NN

  UNITED KINGDOM

  Phone

  +4403456868268

  Web

  https://www.stirling-house.com

• Complaints Contact

  Malvern View

  Willow End Park

  Blackmore Park Road

  Welland

  Worcestershire

  WR13 6NN

  UNITED KINGDOM

  Phone

  +4403456868268

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• James Stuart Thomson

  IRN JXT10729

  • [FCA CF] Functions requiring qualifications (14 Nov 2022 to 29 Jan 2026)
  • [FCA CF] Client dealing (14 Nov 2022 to 29 Jan 2026)
• Jason Herbert

  IRN JXH00218

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (4 Mar 2019 to 8 Dec 2019)
• Jason Mark Cox

  IRN JMC01283

  • CF30 Customer (1 Nov 2007 to 1 Nov 2007)
  • CF21 Investment Adviser (12 May 2006 to 31 Oct 2007)
• Jason Richard Bull

  IRN JRB00088

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (24 Jun 2009 to 8 Dec 2019)
• Jason Robert Samuels

  IRN JRS01278

  • CF30 Customer (21 Jul 2015 to 18 Aug 2017)
• Johan Andries Strydom

  IRN JAS01427

  • CF30 Customer (1 Oct 2008 to 12 Oct 2008)
• John Arthur Nicholson

  IRN JAN00014

  • CF30 Customer (6 Jan 2009 to 17 Apr 2009)
• John Bowcott Richmond Wilson

  IRN JBW00010

  • CF30 Customer (25 Jan 2011 to 23 Mar 2011)
  • CF21 Investment Adviser (4 Dec 2006 to 31 Oct 2007)
• John Charles Keene

  IRN JCK01043

  • CF30 Customer (10 Nov 2009 to 1 Dec 2010)
• John Spence

  IRN JXS00193

  • CF30 Customer (26 Mar 2010 to 24 Dec 2012)
  • CF21 Investment Adviser (19 Oct 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (3 Aug 2005 to 19 Oct 2007)

• Laura Jayne Wycherley (no longer appointed)

  FRN 431498 · Appointed 22 Apr 2005 · Until 22 Apr 2005

No changes recorded yet.