Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 22 Mar 2023)
    • [FCA CF] Client dealing (since 22 Mar 2023)
  • Stirling House Financial Services Limited (no longer approved here)

    FRN 413234

    • CF30 Customer (7 Oct 2008 to 14 Nov 2011)
  • Worldwide Financial Planning Ltd (no longer approved here)

    FRN 440668

    • CF30 Customer (1 Nov 2007 to 28 Aug 2008)
    • CF21 Investment Adviser (10 Jan 2006 to 31 Oct 2007)
  • Worldwide Financial Planning Limited (no longer approved here)

    FRN 185798

    • Employed By (12 Dec 2005 to 30 Dec 2005)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • CF21 Investment Adviser (1 Dec 2001 to 2 Jan 2002)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF21 Investment Adviser (1 Dec 2001 to 1 Jan 2002)
    • CF1 Director (AR) (1 Dec 2001 to 1 Jan 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.