SMC Financial Services Limited

• Principal Place of Business

  Studio 9

  113 Liverpool Road

  Crosby

  Liverpool

  Sefton

  L23 5TD

  UNITED KINGDOM

  Phone

  +441513720161

  Web

  https://www.lightsidefp.co.uk

• Complaints Contact

  Studio 9

  113 Liverpool Road

  Crosby

  Liverpool

  Sefton

  L23 5TD

  UNITED KINGDOM

  Phone

  +441513720161

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Christopher James Melling

  IRN CJM01360

  • CF30 Customer (11 Mar 2019 to 14 Nov 2019)
• Gail McElroy

  IRN GXM00026

  • CF30 Customer (14 Feb 2019 to 8 Dec 2019)
• Gary Fletcher

  IRN GXF01368

  • [FCA CF] Functions requiring qualifications (7 Sep 2021 to 30 May 2022)
  • [FCA CF] Client dealing (7 Sep 2021 to 30 May 2022)
• Graham Kenneth Duggan

  IRN GKD01014

  • CF30 Customer (18 Jan 2019 to 29 Jan 2019)
• Jonathan Kinsley

  IRN JXK35825

  • [FCA CF] Client dealing (9 Dec 2019 to 16 Sep 2021)
• Lydia Isobel Richmond

  IRN LXR00167

  • [FCA CF] Client dealing (16 Mar 2026 to 27 Apr 2026)
  • [FCA CF] Functions requiring qualifications (16 Mar 2026 to 27 Apr 2026)
• Paul Thomas Rathbone

  IRN PTR01012

  • [FCA CF] Client dealing (10 Feb 2020 to 20 Jun 2023)
  • [FCA CF] Functions requiring qualifications (10 Feb 2020 to 20 Jun 2023)
• Philip Thomas Leggett

  IRN PXL00068

  • [FCA CF] Client dealing (20 May 2024 to 29 Aug 2024)
  • [FCA CF] Functions requiring qualifications (20 May 2024 to 29 Aug 2024)
• Richard Jennings

  IRN RXJ00183

  • [FCA CF] Functions requiring qualifications (30 Sep 2022 to 28 Apr 2023)
  • [FCA CF] Client dealing (30 Sep 2022 to 28 Apr 2023)
• Ryan James Walker

  IRN RXW23415

  • [FCA CF] Client dealing (3 Feb 2025 to 23 May 2025)
  • [FCA CF] Functions requiring qualifications (3 Feb 2025 to 23 May 2025)

No changes recorded yet.