Graham Kenneth Duggan

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Corbel Partners Limited

    FRN 429142

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 10 Jan 2020)
    • [FCA CF] Functions requiring qualifications (since 17 Dec 2019)
    • [PRA CF] Key function holder (10 Jan 2020 to 11 Jan 2020)
    • CF30 Customer (11 Jun 2018 to 17 Jan 2019)
  • SMC Financial Services Limited (no longer approved here)

    FRN 812935

    • CF30 Customer (18 Jan 2019 to 29 Jan 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (24 Feb 2017 to 31 May 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.