Philip Thomas Leggett

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Richard Bamber & Company Limited

    FRN 222626

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 1 Jul 2025)
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2025)
  • Haven Global Strategies Limited (no longer approved here)

    FRN 844313

    • [FCA CF] Client dealing (3 Oct 2024 to 27 Jun 2025)
    • [FCA CF] Functions requiring qualifications (3 Oct 2024 to 27 Jun 2025)
  • SMC Financial Services Limited (no longer approved here)

    FRN 812935

    • [FCA CF] Client dealing (20 May 2024 to 29 Aug 2024)
    • [FCA CF] Functions requiring qualifications (20 May 2024 to 29 Aug 2024)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (24 Jul 2023 to 17 May 2024)
    • Appointed representative dealing with clients for which they require qualification (30 May 2023 to 17 May 2024)
  • Hill Johnstone Wealth Management Limited (no longer approved here)

    FRN 967100

    • Employed By (24 Jul 2023 to 17 May 2024)
  • Richard Bamber & Company (Mortgages) Ltd (no longer approved here)

    FRN 308010

    • [FCA CF] Functions requiring qualifications (1 Dec 2020 to 28 Apr 2023)

Recent activity

Updates to this individual's record on the FCA register.

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