Haven Global Strategies Limited

• Principal Place of Business

  Haven Global Strategies Ltd

  Earle House

  Atlantic Street

  Broadheath

  Altrincham

  Trafford

  WA14 5DD

  UNITED KINGDOM

  Phone

  +441615198500

  Web

  https://www.havenfinancialplanning.co.uk

• Complaints Contact

  Haven Global Strategies Ltd

  Earle House

  Atlantic Street

  Broadheath

  Altrincham

  Trafford

  WA14 5DD

  UNITED KINGDOM

  Phone

  +441615198500

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Benjamin Fisher

  IRN BXF00200

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 6 Feb 2026)
• Callum Rayner

  IRN CXR00668

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 6 Feb 2026)
• Carole Aston

  IRN CXA00232

  • [FCA CF] Client dealing (26 Jul 2022 to 26 Aug 2023)
  • [FCA CF] Functions requiring qualifications (26 Jul 2022 to 26 Aug 2023)
• Christopher James Melling

  IRN CJM01360

  • [FCA CF] Functions requiring qualifications (21 Mar 2022 to 11 Aug 2022)
  • [FCA CF] Client dealing (4 Jan 2022 to 11 Aug 2022)
• Connor Tarry

  IRN CXT00328

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 26 Jul 2022)
  • [FCA CF] Client dealing (since 26 Jul 2022)
• Darcy Tarry

  IRN DXT00368

  • SMF3 Executive Director (since 5 Sep 2024)
• David Jones

  IRN DXJ00014

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 22 Nov 2024)
  • [FCA CF] Functions requiring qualifications (since 22 Nov 2024)
• David Liversidge

  IRN DXL00324

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 26 Jul 2022)
  • [FCA CF] Functions requiring qualifications (since 26 Jul 2022)
• Dean Robert Wallace

  IRN DXW06566

  • [FCA CF] Functions requiring qualifications (4 Jan 2022 to 3 Nov 2023)
  • [FCA CF] Client dealing (4 Jan 2022 to 3 Nov 2023)
• Edward Morris

  IRN EXM00133

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 4 Sep 2023)
  • [FCA CF] Client dealing (since 4 Sep 2023)

No changes recorded yet.