Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Haven Global Strategies Limited
FRN 844313
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 4 Sep 2023)
- [FCA CF] Client dealing (since 4 Sep 2023)
-
- [FCA CF] Functions requiring qualifications (12 Sep 2022 to 31 Dec 2022)
-
- [FCA CF] Functions requiring qualifications (17 Jan 2020 to 9 Sep 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.