David Jones

Last updated
2 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Haven Global Strategies Limited

    FRN 844313

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 22 Nov 2024)
    • [FCA CF] Functions requiring qualifications (since 22 Nov 2024)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 3 Oct 2024)
    • CF30 Customer (25 Jun 2008 to 3 Oct 2024)
  • David Jones (no longer approved here)

    FRN 491689

    • Employed By (20 Nov 2008 to 3 Oct 2024)
  • William James Wealth Management Ltd (no longer approved here)

    FRN 485960

    • Employed By (18 Jul 2008 to 3 Oct 2024)
  • David Jones (no longer approved here)

    FRN 484905

    • Employed By (25 Jun 2008 to 3 Oct 2024)
  • SKIPTON FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 100013

    • CF30 Customer (1 Nov 2007 to 10 Jul 2008)
    • CF21 Investment Adviser (28 Jul 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Jun 2004 to 28 Jul 2005)
  • ABERDEEN PLATFORM LIMITED (no longer approved here)

    FRN 188796

    • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.