Dean Robert Wallace

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Trusthouze Ltd

    FRN 660389

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 14 Dec 2023)
    • [FCA CF] Client dealing (since 14 Dec 2023)
  • Haven Global Strategies Limited (no longer approved here)

    FRN 844313

    • [FCA CF] Functions requiring qualifications (4 Jan 2022 to 3 Nov 2023)
    • [FCA CF] Client dealing (4 Jan 2022 to 3 Nov 2023)
  • Ingard Financial Limited (no longer approved here)

    FRN 450731

    • CF1 Director (AR) (28 Sep 2018 to 22 Apr 2020)

Recent activity

Updates to this individual's record on the FCA register.

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