Haven Global Strategies Limited

• Principal Place of Business

  Haven Global Strategies Ltd

  Earle House

  Atlantic Street

  Broadheath

  Altrincham

  Trafford

  WA14 5DD

  UNITED KINGDOM

  Phone

  +441615198500

  Web

  https://www.havenfinancialplanning.co.uk

• Complaints Contact

  Haven Global Strategies Ltd

  Earle House

  Atlantic Street

  Broadheath

  Altrincham

  Trafford

  WA14 5DD

  UNITED KINGDOM

  Phone

  +441615198500

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Georgia Rose Ball

  IRN GXB00410

  • [FCA CF] Client dealing (26 Jul 2022 to 14 Apr 2023)
  • [FCA CF] Functions requiring qualifications (26 Jul 2022 to 14 Apr 2023)
• Ian Geoffrey Barlow

  IRN IXB58106

  • [FCA CF] Functions requiring qualifications (4 Oct 2021 to 3 Nov 2023)
  • [FCA CF] Client dealing (4 Oct 2021 to 3 Nov 2023)
• Ian Richard Powell

  IRN IRP00010

  • [FCA CF] Client dealing (9 Dec 2019 to 21 Dec 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 21 Dec 2022)
• Jack Logan Povah

  IRN JXP00648

  • [FCA CF] Client dealing (26 Jul 2022 to 20 Jan 2023)
  • [FCA CF] Functions requiring qualifications (26 Jul 2022 to 20 Jan 2023)
• James Lloyd

  IRN JXL02213

  • [FCA CF] Client dealing (1 Sep 2022 to 22 Oct 2023)
  • [FCA CF] Functions requiring qualifications (1 Sep 2022 to 22 Oct 2023)
• Jessica Nelson

  IRN JXN00322

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 4 Aug 2023)
  • [FCA CF] Client dealing (since 4 Aug 2023)
• Joseph David Parker

  IRN JXP00462

  • [FCA CF] Functions requiring qualifications (27 May 2021 to 29 Nov 2022)
  • [FCA CF] Client dealing (27 May 2021 to 29 Nov 2022)
• Junaid Afzal

  IRN JXA00415

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • Responsibility for MCD Intermediation (since 8 May 2025)
  • Responsible for Insurance Distribution (since 8 May 2025)
  • SMF3 Executive Director (since 11 Oct 2024)
  • [FCA CF] Functions requiring qualifications (since 4 Jan 2022)
  • [FCA CF] Client dealing (since 4 Jan 2022)
• Kimberley Leah Jones

  IRN KLJ01013

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Jun 2021)
• Mark Andrew Tarry

  IRN MAT00032

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 30 Jan 2020)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (30 Jan 2020 to 24 Oct 2024)
  • Responsibility for MCD Intermediation (30 Jan 2020 to 24 Oct 2024)
  • Responsible for Insurance Distribution (30 Jan 2020 to 24 Oct 2024)
  • SMF16 Compliance Oversight (30 Jan 2020 to 24 Oct 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (30 Jan 2020 to 24 Oct 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 25 Jul 2022)

No changes recorded yet.