Georgia Rose Ball

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • DOMINION FINANCIAL MANAGEMENT LIMITED

    FRN 763604

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 2 Dec 2024)
  • KW Wealth Planning Limited (no longer approved here)

    FRN 114694

    • [FCA CF] Client dealing (10 May 2023 to 27 Nov 2024)
    • [FCA CF] Functions requiring qualifications (10 May 2023 to 27 Nov 2024)
  • Haven Global Strategies Limited (no longer approved here)

    FRN 844313

    • [FCA CF] Functions requiring qualifications (26 Jul 2022 to 14 Apr 2023)
    • [FCA CF] Client dealing (26 Jul 2022 to 14 Apr 2023)

Recent activity

Updates to this individual's record on the FCA register.

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