Mark Andrew Tarry

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Haven Protect Limited

    FRN 773416

    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 22 Jul 2025)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (since 1 Apr 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF10 Compliance Oversight (21 Jun 2019 to 8 Dec 2019)
    • CF30 Customer (11 Apr 2019 to 8 Dec 2019)
    • Responsible for Insurance Mediation (27 Jun 2017 to 30 Sep 2018)
    • CF1 Director (27 Jun 2017 to 8 Dec 2019)
  • Haven Global Strategies Limited

    FRN 844313

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 30 Jan 2020)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (30 Jan 2020 to 24 Oct 2024)
    • SMF3 Executive Director (30 Jan 2020 to 24 Oct 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (30 Jan 2020 to 24 Oct 2024)
    • SMF16 Compliance Oversight (30 Jan 2020 to 24 Oct 2024)
    • Responsible for Insurance Distribution (30 Jan 2020 to 24 Oct 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 25 Jul 2022)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF1 Director (AR) (4 Jun 2013 to 23 Jan 2020)
    • CF30 Customer (4 Jun 2013 to 23 Jan 2020)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (4 Jun 2013 to 23 Jan 2020)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (6 Feb 2012 to 31 Dec 2012)
    • CF1 Director (AR) (12 Jul 2011 to 10 Jul 2013)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF1 Director (AR) (6 Mar 2006 to 28 Mar 2006)
    • CF21 Investment Adviser (6 Mar 2006 to 28 Mar 2006)
  • Haven Independent Financial Advisers Limited (278) (no longer approved here)

    FRN 191424

    • Employed By (6 Mar 2006 to 28 Mar 2006)
  • Haven IFA Limited (no longer approved here)

    FRN 442847

    • CF1 Director (10 Feb 2006 to 28 Feb 2007)
    • CF21 Investment Adviser (10 Feb 2006 to 16 Feb 2006)

Recent activity

Updates to this individual's record on the FCA register.

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