Haven IFA Limited

• Principal Place of Business

  Unit 6

  Brooklands Place

  Brooklands Road

  Sale

  Greater Manchester

  M33 3SD

  UNITED KINGDOM

  Phone

  +4401614959340

  Web

  https://www.havenifa.co.uk

• Complaints Contact

  Unit 6

  Brooklands Place

  Brooklands Road

  Sale

  Greater Manchester

  M33 3SD

  UNITED KINGDOM

  Phone

  +441614959340

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Carolyn Hill

  IRN CXA00072

  • CF1 Director (1 Nov 2007 to 12 Aug 2011)
• David James Hill

  IRN DJH00097

  • CF1 Director (10 Feb 2006 to 28 Feb 2007)
  • CF21 Investment Adviser (10 Feb 2006 to 16 Feb 2006)
• David John Potter

  IRN DJP00034

  • CF30 Customer (8 Jan 2009 to 24 Apr 2009)
• David John Williams

  IRN DJW00076

  • CF30 Customer (1 Nov 2007 to 31 May 2012)
  • CF21 Investment Adviser (10 Feb 2006 to 31 Oct 2007)
• Gary Christopher Moore

  IRN GCM00003

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Jul 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jul 2025)
  • CF30 Customer (25 May 2011 to 8 Dec 2019)
• Graham Anthony Slater

  IRN GAS00022

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsibility for MCD Intermediation (since 21 Mar 2016)
  • [FCA CF] CASS oversight function (9 Dec 2019 to 10 Dec 2019)
  • [FCA CF] Client dealing (9 Dec 2019 to 28 Nov 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Nov 2025)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 10 Dec 2019)
  • [FCA CF] Material risk taker (9 Dec 2019 to 10 Dec 2019)
  • [FCA CF] Significant management (9 Dec 2019 to 10 Dec 2019)
  • [PRA CF] Key function holder (9 Dec 2019 to 10 Dec 2019)
  • [PRA CF] Managing a material risk taker (9 Dec 2019 to 10 Dec 2019)
  • [PRA CF] Significant risk taker or Material risk taker (9 Dec 2019 to 10 Dec 2019)
  • [FCA CF] Benchmark submission and administration (9 Dec 2019 to 10 Dec 2019)
  • CF10 Compliance Oversight (26 Mar 2008 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (26 Mar 2008 to 8 Dec 2019)
  • CF1 Director (26 Mar 2008 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (10 Feb 2006 to 31 Oct 2007)
• Gregory Ian Whitfield

  IRN GIW00013

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Sep 2025)
  • CF30 Customer (7 Jan 2011 to 8 Dec 2019)
• Kyle Acton

  IRN KXA00249

  • [FCA CF] Client dealing (24 Aug 2022 to 28 Nov 2025)
  • [FCA CF] Functions requiring qualifications (24 Aug 2022 to 28 Nov 2025)
• Mark Andrew Tarry

  IRN MAT00032

  • CF1 Director (10 Feb 2006 to 28 Feb 2007)
  • CF21 Investment Adviser (10 Feb 2006 to 16 Feb 2006)
• Michael John Leigh

  IRN MJL01180

  • SMF3 Executive Director (since 9 Dec 2019)
  • [PRA CF] Significant risk taker or Material risk taker (9 Dec 2019 to 10 Dec 2019)
  • [FCA CF] Client dealing (9 Dec 2019 to 28 Nov 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Nov 2025)
  • [FCA CF] Material risk taker (9 Dec 2019 to 10 Dec 2019)
  • [FCA CF] Significant management (9 Dec 2019 to 10 Dec 2019)
  • [PRA CF] Key function holder (9 Dec 2019 to 10 Dec 2019)
  • CF1 Director (26 Mar 2008 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (10 Feb 2006 to 31 Oct 2007)

No changes recorded yet.