Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 1 Oct 2025)
    • [FCA CF] Client dealing (since 1 Oct 2025)
  • Haven IFA Limited (no longer approved here)

    FRN 442847

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Sep 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2025)
    • CF30 Customer (7 Jan 2011 to 8 Dec 2019)
  • D J Financial Solutions Ltd (no longer approved here)

    FRN 211189

    • (8)Employed By (7 Jul 2010 to 23 Dec 2010)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (7 Jul 2010 to 23 Dec 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.