Haven IFA Limited

• Principal Place of Business

  Unit 6

  Brooklands Place

  Brooklands Road

  Sale

  Greater Manchester

  M33 3SD

  UNITED KINGDOM

  Phone

  +4401614959340

  Web

  https://www.havenifa.co.uk

• Complaints Contact

  Unit 6

  Brooklands Place

  Brooklands Road

  Sale

  Greater Manchester

  M33 3SD

  UNITED KINGDOM

  Phone

  +441614959340

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Nicholas Edward Dando

  IRN NED00007

  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • [PRA CF] Managing a material risk taker (9 Dec 2019 to 10 Dec 2019)
  • [PRA CF] Significant risk taker or Material risk taker (9 Dec 2019 to 10 Dec 2019)
  • [FCA CF] Significant management (9 Dec 2019 to 10 Dec 2019)
  • [PRA CF] Key function holder (9 Dec 2019 to 10 Dec 2019)
  • [FCA CF] CASS oversight function (9 Dec 2019 to 10 Dec 2019)
  • [FCA CF] Client dealing (9 Dec 2019 to 28 Nov 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Nov 2025)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 10 Dec 2019)
  • [FCA CF] Material risk taker (9 Dec 2019 to 10 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • Responsible for Insurance Mediation (10 Feb 2006 to 30 Sep 2018)
  • CF8 Apportionment and Oversight (10 Feb 2006 to 31 Mar 2009)
  • CF24 Pension Transfer Specialist (10 Feb 2006 to 31 Oct 2007)
  • CF21 Investment Adviser (10 Feb 2006 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (10 Feb 2006 to 18 Mar 2008)
  • CF10 Compliance Oversight (10 Feb 2006 to 18 Mar 2008)
  • CF1 Director (10 Feb 2006 to 8 Dec 2019)
• Paul Joseph Campion

  IRN PJC00069

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Apr 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2025)
  • CF30 Customer (15 Apr 2015 to 8 Dec 2019)
• Susan Jane Campion

  IRN SJJ00021

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Apr 2025)
  • CF30 Customer (15 Apr 2017 to 8 Dec 2019)
• Vanessa Caroline Amanda Tarry

  IRN VCT00002

  • CF1 Director (1 Nov 2007 to 12 Aug 2011)

No changes recorded yet.