Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 23 May 2025)
    • CF1 Director (AR) (since 19 May 2025)
    • CF30 Customer (since 19 May 2025)
    • [FCA CF] Client dealing (since 1 May 2025)
    • [FCA CF] Functions requiring qualifications (since 1 May 2025)
    • (2)Employed By (since 19 May 2025)
  • Haven IFA Limited (no longer approved here)

    FRN 442847

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Apr 2025)
    • CF30 Customer (15 Apr 2015 to 8 Dec 2019)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (16 May 2008 to 20 Sep 2012)
  • Haven Independent Financial Advisers Limited (278) (no longer approved here)

    FRN 191424

    • Employed By (17 Oct 2001 to 11 Mar 2002)

Recent activity

Updates to this individual's record on the FCA register.

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