Michael John Leigh

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Hoxton Wealth (UK) Ltd

    FRN 586130

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 24 Oct 2025)
    • [FCA CF] Client dealing (since 24 Oct 2025)
  • Haven IFA Limited

    FRN 442847

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 10 Dec 2019)
    • [FCA CF] Client dealing (9 Dec 2019 to 28 Nov 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Nov 2025)
    • [FCA CF] Significant management (9 Dec 2019 to 10 Dec 2019)
    • [PRA CF] Key function holder (9 Dec 2019 to 10 Dec 2019)
    • [PRA CF] Significant risk taker or Material risk taker (9 Dec 2019 to 10 Dec 2019)
    • CF1 Director (26 Mar 2008 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (10 Feb 2006 to 31 Oct 2007)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF21 Investment Adviser (6 Mar 2006 to 28 Mar 2006)
  • Haven Independent Financial Advisers Limited (278) (no longer approved here)

    FRN 191424

    • Employed By (11 Jan 2002 to 28 Mar 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.