Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 5 Jun 2025)
    • [FCA CF] Client dealing (since 5 Jun 2025)
  • WREN STERLING FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 665653

    • [FCA CF] Functions requiring qualifications (29 Jun 2023 to 19 Feb 2025)
    • [FCA CF] Client dealing (29 Jun 2023 to 19 Feb 2025)
  • Haven Global Strategies Limited (no longer approved here)

    FRN 844313

    • [FCA CF] Functions requiring qualifications (4 Oct 2021 to 3 Nov 2023)
    • [FCA CF] Client dealing (4 Oct 2021 to 3 Nov 2023)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (2 Apr 2020 to 31 Aug 2021)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Aug 2021)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (344)Employed By (2 Apr 2020 to 31 Aug 2021)

Recent activity

Updates to this individual's record on the FCA register.

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