Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Fairstone Financial Management Limited
FRN 475973
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 5 Jun 2025)
- [FCA CF] Client dealing (since 5 Jun 2025)
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- [FCA CF] Functions requiring qualifications (29 Jun 2023 to 19 Feb 2025)
- [FCA CF] Client dealing (29 Jun 2023 to 19 Feb 2025)
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- [FCA CF] Functions requiring qualifications (4 Oct 2021 to 3 Nov 2023)
- [FCA CF] Client dealing (4 Oct 2021 to 3 Nov 2023)
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- CF30 Customer (2 Apr 2020 to 31 Aug 2021)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Aug 2021)
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- (344)Employed By (2 Apr 2020 to 31 Aug 2021)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.