James Lloyd

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Haven Protect Limited (no longer approved here)

    FRN 773416

    • [FCA CF] Client dealing (1 Sep 2022 to 3 Nov 2023)
    • [FCA CF] Functions requiring qualifications (1 Sep 2022 to 3 Nov 2023)
  • Haven Global Strategies Limited (no longer approved here)

    FRN 844313

    • [FCA CF] Functions requiring qualifications (1 Sep 2022 to 22 Oct 2023)
    • [FCA CF] Client dealing (1 Sep 2022 to 22 Oct 2023)
  • Oculus Wealth Management Limited (no longer approved here)

    FRN 605985

    • CF30 Customer (3 Mar 2022 to 25 May 2022)
    • [FCA CF] Functions requiring qualifications (6 Jan 2022 to 7 Jun 2022)
    • [FCA CF] Client dealing (6 Jan 2022 to 7 Jun 2022)
  • Oculus Wealth Management (Cheshire) Ltd (no longer approved here)

    FRN 966742

    • (5)Employed By (3 Mar 2022 to 25 May 2022)
  • Blackstone Financial Management Limited (no longer approved here)

    FRN 630530

    • CF30 Customer (17 Sep 2018 to 26 Oct 2018)
    • CF11 Money Laundering Reporting (2 May 2017 to 26 Oct 2018)
    • CF10 Compliance Oversight (2 May 2017 to 26 Oct 2018)

Recent activity

Updates to this individual's record on the FCA register.

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