Blackstone Financial Management Limited

Date authorised
2 January 2015
Companies House
09071142
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Blackstone Independent Financial Advisers Ltd
    22B Station Road
    Cheadle Hulme
    Cheadle
    Stockport
    SK8 7AB
    UNITED KINGDOM
    Phone
    +441614828285
    Web
    https://blackstonefm.com

  • Complaints Contact

    Blackstone Independent Financial Advisers Ltd
    22B Station Road
    Cheadle Hulme
    Cheadle
    Stockport
    SK8 7AB
    UNITED KINGDOM
    Phone
    +441614828285

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

    Show 2 limitations
    • · Firm is not permitted to carry on this activity in relation to lifetime mortgages
    • · Firm is permitted to carry on this activity in relation to first charge mortgages only

  • Authorised to Operate

    Show 1 limitation
    • · This activity is limited to relevant credit activities as defined in paragraph 2G of Schedule 6 of the Financial Services and Markets Act 2000

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

    Show 2 limitations
    • · Firm is not permitted to carry on this activity in relation to lifetime mortgages
    • · Firm is permitted to carry on this activity in relation to first charge mortgages only

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Anthony Michael Ward

    IRN AMW00025

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF1 Director (AR) (21 May 2015 to 16 May 2024)
    • CF30 Customer (21 May 2015 to 16 May 2024)
  • Christopher Anthony Brennan

    IRN CXB00131

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Responsibility for MCD Intermediation (since 11 Dec 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF11 Money Laundering Reporting (15 Nov 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (2 Jan 2015 to 9 May 2017)
    • CF1 Director (2 Jan 2015 to 8 Dec 2019)
    • Responsible for Insurance Mediation (2 Jan 2015 to 30 Sep 2018)
    • CF30 Customer (2 Jan 2015 to 8 Dec 2019)
  • James Lloyd

    IRN JXL02213

    • CF30 Customer (17 Sep 2018 to 26 Oct 2018)
    • CF10 Compliance Oversight (2 May 2017 to 26 Oct 2018)
    • CF11 Money Laundering Reporting (2 May 2017 to 26 Oct 2018)
  • Joseph Dervin

    IRN JXD00002

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (21 May 2015 to 16 May 2024)
    • CF1 Director (AR) (21 May 2015 to 16 May 2024)
  • Kerry Anne Vilchez

    IRN KAM01150

    • [FCA CF] Functions requiring qualifications (6 Aug 2020 to 9 Nov 2022)
    • [FCA CF] Client dealing (6 Aug 2020 to 9 Nov 2022)
  • Leon Nesbitt

    IRN LXN00014

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (21 May 2015 to 16 May 2024)
    • CF1 Director (AR) (21 May 2015 to 16 May 2024)
  • Mark Philip Perraton

    IRN MPP00006

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 9 Apr 2020)
    • [FCA CF] Client dealing (since 9 Apr 2020)
  • Nicholas James Lowne

    IRN NXL00019

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 6 Mar 2025)
  • Paula Ann Lawson

    IRN PAD01104

    • CF30 Customer (2 Jul 2018 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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