Leon Nesbitt

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Blackstone Financial Management Limited

    FRN 630530

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF1 Director (AR) (21 May 2015 to 16 May 2024)
    • CF30 Customer (21 May 2015 to 16 May 2024)
  • Bluerock Wealth Management Limited (no longer approved here)

    FRN 589002

    • Employed By (17 Oct 2012 to 29 Apr 2015)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 1 Jan 2008)
    • CF21 Investment Adviser (2 Sep 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (15 Oct 2004 to 2 Sep 2005)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (1 Dec 2001 to 16 Jun 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.