Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Blackstone Financial Management Limited
FRN 630530
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Responsibility for MCD Intermediation (since 11 Dec 2024)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF11 Money Laundering Reporting (15 Nov 2018 to 8 Dec 2019)
- Responsible for Insurance Mediation (2 Jan 2015 to 30 Sep 2018)
- CF1 Director (2 Jan 2015 to 8 Dec 2019)
- CF30 Customer (2 Jan 2015 to 8 Dec 2019)
- CF10 Compliance Oversight (2 Jan 2015 to 9 May 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.